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Self-regulatory organizations
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#	Item
761	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-02 16:06:04 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
762	Notice No[removed]Date: June 23, 2014 Re: Add to Reading List Source URL: www.thejavelin.com Language: English - Date: 2015-01-14 15:15:55 Self-regulatory organizations Swap Depository Trust & Clearing Corporation Futures contract Counterparty Credit default swap Financial economics Financial system Finance
763	“How the Fixed Income Markets Leverage Technology to Enhance Transparency” Remarks of Lynnette Kelly, Executive Director at the Investment Company Institute Capital Markets Conference Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-10 16:43:11 Security Transparency Business Economics Investor Protection and Securities Reform Act Financial economics U.S. Securities and Exchange Commission Self-regulatory organizations Electronic Municipal Market Access Municipal Securities Rulemaking Board
764	June 9, 2014 Submitted via email Office of the Secretariat U.S. Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.thejavelin.com Language: English - Date: 2014-06-09 14:35:07 Self-regulatory organizations Swap Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Financial economics Financial system Finance
765	WESTPORT RESOURCES INVESTMENT SERVICES, INC. 55 GREENS FARMS ROAD WESTPORT, CT[removed]SEC Rule 606 Order Routing Disclosure Introduction Add to Reading List Source URL: www.westportresources.com Language: English - Date: 2015-01-28 12:14:30 Financial markets Stock market Economy of the United States Self-regulatory organizations Securities Investor Protection Corporation Order Financial Industry Regulatory Authority Electronic communication network Payment for order flow Financial economics Finance Investment
766	December 3, 2013 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation Self-regulatory organizations Financial system Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
767	U.S. Consolidated Tape Data The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2011-05-09 15:50:24 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge National market system plan NYSE Arca NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States
768	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2013-01-24 12:26:03 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
769	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2013-04-23 10:50:48 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
770	For Immediate Release Outlook for Canadian and Global Capital Markets in 2015: Optimism has Returned According to Canada’s Investment Dealer CEOs More than two-thirds of CEOs are predicting higher firm profitability T Add to Reading List Source URL: iiac.ca Language: English - Date: 2015-01-08 10:39:15 Self-regulatory organizations Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Business Financial economics Finance Investment

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